There is no question more interesting, important and emotionally charged
than what it is to be human. The unswerving commitment of many leading intellectuals
over the last 100 years to promoting an utterly debased account of human nature
is therefore profoundly depressing. We are told that a human being is not
such a fine thing after all; that men and women are beasts (and beastly beasts
at that); or that they are well-nigh unconscious automata, culturally or genetically
programmed to further their own interests or those of their genes.
Vehemently anti-humanist views, once the preserve of far-right misanthropes
such as Joseph de Maistre, are now commonplace. As Kenan Malik says, at the
turn of the new millennium 'we might think of man as weak, wretched, barbarous,
savage, inhuman... But never again, it seems, as dignified and noble, or as
the measure of all things.'
School children who study William Golding's Lord of the Flies - a GCSE
set text - get marks for noting how thin is 'the veneer of civilisation' and
how badly civilisation suits us. They will get no additional marks for wondering
how, if this is the case, civilisation got going in the first place and how
it seems to continue from day to day.
Anthropologists, artists, biologists, philosophers, assorted gurus and prophets
are guaranteed a respectful hearing for asserting an astonishing variety of
negative accounts of mankind: that we are the playthings of genetic programmes
which may have adapted us to Stone Age life but not to human life as it is
today; that unconscious forces rule our lives so that the humanist notion
of the self is an illusion; that we are all brutalised victims and brutal
victimisers of each other; and so on. If you assert, as 10,000 postmodernists
and their followers have asserted, that our knowledge is subsumed entirely
into abusive power, that our reason is an instrument of oppression, that disinterested
enquiry is a sham, and that there is no truth available to humans outside
of coercive communities of discourse, then tenure is guaranteed and international
stardom not far behind. Anything, in short, that trashes the Enlightenment
notion of a human being as a creature of reason, with generous as well as
selfish impulses, and as a more or less free agent, will improve your career
prospects.
If, on the other hand, you suggest that the true vocation of a human being
is not always to be a guard in a death camp but sometimes, let us say, a committed
primary school teacher; or that the Red Cross and antibiotics say as much
about humanity as the Somme; or that the behaviour of ordinary people in the
past century which was kind, considerate, thoughtful, ingenious, courageous,
self-sacrificing, loving or even averagely decent, captures our essence as
much as the set piece horrors of persecution and war; or that there are such
things as objective truths and that there is something corresponding to a
conscious, rational self, then you will be dismissed by the Dr Panglums as
shallow and Panglossian.
The contemporary defamation of humanity is the theme of Kenan Malik's important
new book. Man, Beast and Zombie is wonderfully written (there is not
a duff sentence in its 480 pages), rigorously argued, witty, knowledgeable
and balanced in its judgements. In it Malik examines the reasons for the popularity
of the notion that humans are either more or less evil beasts or more or less
unconscious automata.
Because few of those who profess these views sincerely apply them to themselves
or to people they know personally, Malik's critique may be thought unnecessary.
It is not. As Lionel Trilling said, intellectuals often assent to views they
do not actually believe. Opposing these ill-argued ideas about what it is
to be human is therefore important-if only because pessimism about human nature,
and the connected belief that progress is not possible, may become self-fulfilling.
What's more, the views which Malik challenges steal the space which could
be given to uncovering more interesting truths about the complex creatures
we humans are or might become.
Underpinning Panglumian thought is a misreading of science supported by a
misreading of recent history. The misreading of history is not Malik's main
theme, but it is worth noting in passing that it depends on several false
assumptions: that the most ghastly events of the 20th century typified that
century; that these events were unprecedented (showing that, far from advancing
morally, we have gone backwards); that they were the inescapable consequences
of civilisation; and that-most bitter of ironies-they were a direct consequence
of the Enlightenment. The sociologist Zygmunt Bauman has argued that the rational
world of modern civilisation made the Holocaust possible. Jared Diamond's
claim that 'of all our human hallmarks-art, spoken language, drugs and others-the
one that has derived most straightforwardly from animal precursors is genocide'
- is based on the assumption that the worst of which we are capable reveals
our true nature. But, as Malik says, it is the abnormality of genocide which
makes it such a cause of horror. The history of Germany is not the history
of a death camp.
Malik's main theme, however, is the misuse of science in creating libellous
notions of what it is to be human. For this scientists themselves must take
some but not all of the blame. Although scientists sometimes contribute to
the dehumanised portrait of what it is to be a man, 'it is the political retreat
from Enlightenment rationalism, from a belief in human agency, from the idea
of moral progress, that has opened up the space for a mechanistic view of
the world.' Much of his book is taken up with this interaction between science,
politics and culture. Malik, however, does not fall into the trap of sociologising
all scientific truths.
Sociologists of knowledge, jealous of the prestige and effectiveness of science,
tend to over-emphasise the external influences on it and dismiss histories
which account for its progress in its own terms. They try to persuade us that
science gives us no access to the truth about nature as it is in itself. Prize
chumps like Richard Rorty go further, denying, for example, that physics is
any 'more independent of our human peculiarities than astrology or literary
criticism'. Paradoxically, in order to carry this argument, Rorty and others
accept without question the objective truth of certain bits of quasi-science:
for example, they accept uncritically the Darwinian notion that human minds
are not basically different from animal minds and that our apparently increasingly
firm grasp of the truth is simply an expression of 'increasingly adaptive
behaviour' seen throughout the living world. This denial of objective truth,
on the grounds of a presumed-to-be objectively true Darwinism, exemplifies
what Malik calls 'a bizarre love-in between the mechanists and the postmodernists'.
They are in contradiction, of course: mechanists take the truths of science
literally and postmodernists deny any kind of objective truth.
While he does not fall into this trap of being relativist about science as
a whole, Malik points out that, to a greater degree than the natural sciences,
the sciences of human nature really are especially open to cultural and political
influence, that the inquirer and the object of the inquiry are one and the
same. In consequence, the science invoked to help us understand ourselves
is itself shaped by preconceptions about that nature. This is especially evident
in addressing questions such as whether there is a single, biologically determined,
human nature, or whether that nature is infinitely plastic.
Some of Malik's conclusions seem surprising, even counter-intuitive, but the
story he tells of scientific thinking about human nature over the centuries
is persuasive. An important part of this story begins with the Enlightenment
and the doctrine that human beings are part of nature and so like other parts
of nature, amenable to being understood in scientific terms. For the philosophes
man was an animal; but he was a very special one because he was endowed with
reason. Reason was one of the 'constant and universal principles of human
nature' that David Hume discerned in history. According to Wilhelm von Humboldt,
these universal characteristics justified our treating 'all mankind without
reference to religion, nation or colour, as one fraternity, one great community'.
But the notion that there was a single human essence also opened up the possibility
that full humanity might be achieved to different degrees by different peoples.
Racial difference and inequality, Malik argues, 'can have meaning only in
a world that has accepted the possibility of social equality and of a common
humanity'. Universalism paved the way for the idea that there were superior
and inferior peoples.
The hierarchical conception of human beings - which received powerful support
from Spencer and Darwin - was very convenient. It was necessary both to sustain
order in society in the face of the anarchic effects of change and to justify
the dirty work necessary for industrialists and empire builders to realise
their dreams. Spencerian evolutionary theory saw the sufferings of the lesser
breeds as a necessary accompaniment of progress. One did not have to travel
abroad to encounter inferior humans. The Bethnal Green poor, Thomas Huxley
said, are 'a race apart'. Combining this hierarchical view that there were
greater and lesser breeds with a naturalistic outlook which denied man's exceptional
nature (man was an animal, though a superior one, with white European man
most superior of all ) made it easier to justify treating some humans in inhuman
ways.
Science itself was not racist: it could lend itself - and its special authority
- to either a racist or an anti-racist interpretation of human nature. For
example, it was not new findings which discredited racial science in the middle
of the last century, but the social and political consequences of racial theory
- the death camps. So when Unesco cited the authority of science for its 1950
declaration that 'for all practical purposes 'race' is not so much a biological
phenomenon but a social myth', many scientists still felt uncomfortable. Science
no more supported the 'ethic of universal brotherhood' than it supported the
superiority of the white race. In each case, its prestige was mobilised to
underpin views of human nature arrived at for other reasons.
The Unesco declaration that all humans were descended from the same stock,
that the human mind was infinitely plastic, with culture the main determinant
of differences, and that genes were unimportant as sources of differences,
was greatly influenced by the anthropologist Franz Boas. Boas more than anyone
is behind contemporary multiculturalism and the emphasis on respect for other
cultures. His work, however, presupposed that there was no biologically constant
human nature, that it was 'culture all the way down'. Like Unesco, he asserted
that cultures were incommensurable: each was a closed system complete in itself
and not susceptible to judgement from the standpoint of any other culture.
From this it followed that no culture was superior or inferior to any other.
There were no primitive cultures. But this foundation of modern bien pensant
thought was not entirely benign. Although Boas-inspired anthropology helped
to create a non-racist view of human nature, it was almost as dispiriting,
making individuals prisoners of circumstance, drowned in the collective unconsciousness
of unchallengeable habits, tradition and ways of thought.
For a while, thanks to the Unesco consensus, no talk of biologically-defined
races was permitted. Carleton Coon's 1962 book The Origin of Races,
which argued that Homo sapiens had evolved five different times in
different continents, was buried not because it was proved wrong, but because
its ideological implications made scientists uncomfortable. In contrast, the
'out of Africa' hypothesis published in the 1970s, which claimed that Homo
sapiens had evolved just once, from an archaic sapiens population, was
accepted at once on the basis of weak evidence.
Thirty years after the second world war and in the wake of the so-called modern
synthesis of evolutionary theory and genetics, it seemed safe again to talk
of man in biological terms. Sociobiology entered the scene. After an initially
bumpy ride - EO Wilson, its founding father, was accused by colleagues in
a letter to the New York Review of Books of promoting ideas which 'led
to the... gas chambers' - it established itself as the received wisdom. Wilson,
who was more at home studying ants than humans, did not claim that there were
different human races and that some were superior to others, only that human
behaviour was genetically determined. 'Behaviour and social structure', he
declared, 'like all other biological phenomena, can be studied as "organs",
extensions of the genes that exist because of their superior adaptive value.'
Describing social structures as 'biological phenomena' loaded the dice somewhat
but this went unnoticed in the furore. Although sociobiology was not racist-indeed,
it was egalitarian, if only inasmuch as it misunderstood all humans equally-its
emphasis on genetic rather than cultural determinants of behaviour, supported
the status quo. Instruments such as education and legislation could not change
genes, even those which made men suitable for top jobs and women unsuitable.
Sociobiology developed a symbiotic relationship with what Malik calls 'gene-eyed'
evolutionary biology, famously associated with Richard Dawkins' 'selfish gene'.
According to Dawkins and a large school of evolutionary theorists, natural
selection operates not at the level of the species or organism, but at the
level of the gene. Organisms are devices used by genes to create more of themselves.
Genes which survive to replicate are those that help to create the kinds of
organisms which will survive to reproduce. Gene-eyed sociobiology looked for
universals in support of its faith in the genetic determination of behaviour.
But it also played down cultural determinants of behaviour and the possibility
of change. The depressing implications of this became clear in a further synthesis
between gene-eyed sociobiology and cognitive psychology that created evolutionary
psychology.
Cognitive psychology arose out of a reaction to behaviourisim. Behaviourists
had reduced mind and learning to a set of relations between stimuli and responses.
Cognitive psychologists argued that behaviour was not something which was
shaped entirely by simple mechanisms such as the laws of association. Chomsky's
famous attack on Skinner's Verbal Behaviour focused on the ludicrous
inadequacy of stimulus-response pairing and operant conditioning as explanations
of the learning of adult skills. The amazingly rapid acquisition by infants
of the complex rules of grammar indicated that there was more to intellectual
development than exposure of a passive mind to a steady downpour of unstructured
experiences. Cognitive psychologists believe that the mind is innately pre-structured
to enable it to make the most of the data it is given. These innate structures
or modules, which are universal to mankind, are analogous to organs or tools
with different functions-the so-called 'Swiss army knife' theory of the mind.
The triumph of cognitive psychology over behaviourism was followed by bitter
arguments over how many of these cognitive organs there were. Was there a
general 'find-a-mate' module or was there a whole cluster of task-specific
modules, such as a 'go-to-a-disco' module? There were disagreements, too,
over how much of mental activity was mediated by task-specific modules and
how much was given over to undifferentiated central processing in the brain.
What cognitive psychologists did not argue about was that these mental organs
were as universal as other organs and genetically determined.
The universals of human nature were extraordinarily stable over time. Steven
Pinker, a leading evolutionary psychologist, has described the mind as 'a
system of organs of computation designed by natural selection to solve the
problems faced by our evolutionary ancestors'. According to John Tooby, 'our
modern skulls house Stone Age minds' which are ill prepared for the world
in which we now live. Thus the grand synthesis of genetics, evolutionary theory,
cognitive science, and anthropology supported a pessimistic, biologically
determinist account of human nature: you can't reason with genes, even if
the behaviour they instruct is 100,000 years out of date.
Scientific evidence for the large claims of evolutionary psychology and sociobiology
is rather limited. But a little evidence was made to go a long way, not only
because the ideas fitted so well with preconceptions, but also because they
answered the need for biologists to retain their self-respect in the face
of the scornful triumphalism of molecular biologists. When EO Wilson's colleague
at Harvard, James ('double helix') Watson, declared 'There is only one science,
physics: everything else is social work', the pressure to be reductionist
grew. So it was a smart move to link the lowly preoccupations of traditional
biology-observing the behaviour of organisms-with molecular biology, via the
human genome.
The startling notion that we are maladapted to civilisation because we are
adapted to Stone Age life was also easily accepted because the way for it
had been prepared by numerous anthropologists, psychologists (Freud pre-eminent
among them), ethologists and the like. In the 1960s, Konrad Lorenz had been
much listened to for his notion that civilisation was degrading to man. Such
was the intuitive appeal of his ideas that the lack of data in support of
them, their circularity and the purpose they served in supporting his Nazi
philosophy, could be overlooked.
The anthropologist David Pilbeam's observation that 'virtually all our theories
about human origins are relatively unconstrained by fossil data... They have
often said more about the theorists than about what actually happened', could
be applied to ideas about the origin of our human minds and the implications
of those ideas for our understanding of human nature. If we were serious about
the notion that our minds are adaptive for Stone Age life, we might reasonably
be expected to specify the elements of that life. In the absence of much direct
evidence, we have to seek indirect evidence.
One ploy has been to examine contemporary, 'primitive' tribes which are described
as living in the Stone Age and may be treated as 'living fossils'. The tribe
chosen to model Stone Age man-the !Kung San bushmen from a remote area of
the Namibia-Botswana border-are hunter-gatherers. Work on the !Kung led to
one of the seminal gatherings of postwar anthropology: the 'Man the Hunter'
conference held in Chicago in 1966. This promoted the notion-still influential-that
hunting shaped the psychology, the inter-group relations and the social institutions
of early man, and still shapes our lives today. To found a theory of human
nature on the basis of one set of data is foolhardy. And as it happens there
is no reason to assume that the !Kung are pristine humans and that they have
not evolved culturally (as humans do) over the last 10,000 or even 40,000
years. Indeed, there is good reason to believe that they adopted the hunter-gatherer
life style only as a result of being squeezed off the grazing grounds by Bantu
pastoralists. The idea that contemporary hunter-gatherers are a window on
our Stone Age past - which itself covered a huge time-span and was not a single
entity - is naïve.
But no idea, it seems, is dubious enough to be overlooked in the attempt to
disprove that contemporary civilised human beings are civilised humans rather
than beastly beasts, or uncivilised, unhappy Stone Agers, or even machines.
At the bottom of reductive biologism is a materialism which can allow humans
purposes only as machines have them.
The 'universal acid' of Darwinism, which sees us as comprehensible entirely
in terms of the mindless mechanisms which produce us (as if a tree can be
understood only in terms of its roots and not in terms of its leaves), leads
naturally to a view of humans as amoral zombies. This is best exemplified
by the claims of the neuro-philosophers who believe that the mind is a cluster
of computational machines, and that brain and mind are, respectively, the
hardware and software of the cerebral computer.
But there are many phenomena which such a model of the mind cannot accommodate:
for example, the actual contents of consciousness such as sensations, memories
and feelings; intentionality; our sense of self, of the first person me-here-now;
and voluntary activity. Nor are computational theories very good at dealing
with the fundamental sociability of human consciousness.
Cognitive psychologists and other neuro-philosophers dispose of these difficulties
in different ways. One ploy is simply to deny that they exist and to dismiss
our stubborn belief that they do exist as a relic of the 'folk psychology'
which a true science of human nature will transcend. Another is to redescribe
these phenomena in behaviourist terms, reducing a sensation to a disposition
which links a certain type of physical input to a certain type of physical
output. Where these ploys fail, it is possible to make the computational model
of the mind and the zombie model of consciousness work, by imputing mentality
to material things such as brain-parts. Machines and minds, for example, are
both 'information processors', so there is no fundamental difference between
them.
The desperateness of these ploys is testament to the intensity of commitment
to the view that the human mind doesn't exist, or at any rate, is not anything
special. Neuro-philosophers are not alone in finding the notion of the empty
subject attractive. Postmodernists of various stripes have placed a variety
of unconscious mechanisms at the heart of human consciousness. The neo-Marxist
historical unconscious, the Lévi-Straussian mythical unconscious, the
post-Saussurean linguistic unconscious, and the Freudian-Lacanian psychoanalytical
unconscious have all run their stakes through the human subject and the deliberate,
rational, human agent.
Malik is less at home with the neuro-philosophical literature than with the
biology of race, but he still makes a good job of demolishing Daniel Dennett
and his ilk. Even so, I finished reading his book with mixed feelings. My
delight at his clear thinking was combined with sadness that a writer of his
calibre should have had to devote so much excellent prose to defending the
self-evident fact that humans are neither beasts nor zombies. If I feel this
sadness particularly strongly, it is because I have myself, over the last
dozen years, covered much the same territory as Malik. My book The Explicit
Animal attacked biological, evolutionary and computational models of the
human mind. In Enemies of Hope I disposed of the notion that we are
displaced Stone Age hunters and criticised those who invoked various modes
of unconsciousness to marginalise the human subject. I dealt with the linguistically
inspired attacks of post-structuralists and others on the humanist notion
of the individual self in Not Saussure and In Defence of Realism.
In On the Edge of Certainty I focused on reinstating the centrality
of the self and criticised anti-scientific relativist notions of truth. None
of these books - amounting to 2,000 pages of detailed argument - has ever
been answered. Evolutionary psychology and postmodernist 'thought' have gone
from strength to strength: the band plays on more loudly. My own mission has
coincided with Malik's: to clear away the rubbish which lies in the way of
a true understanding of what it is to be human. There is even more rubbish
to be cleared away now than there was ten years ago.
Malik's commitment to humanism recognises the fact that while humans are part
of nature, they are animals - they are unique animals. They are animals which,
unlike any other creature, reflect on nature, have theories about themselves,
practise science and create art, speak in sentences and deal in abstract possibilities.
Once this is acknowledged, we can start the real business of 'trying to reconcile
a vision of man as a natural being with an understanding of him as a conscious
agent.'
If one of the most urgent tasks for thinkers of the 21st century is to develop
a clearer idea of our own nature, then Malik's contribution to rescuing man's
image from the anti-humanists is of great importance. I wish him better luck
with this brilliant book than I have had with my own books. I wish, above
all, that he receives as much airtime and column inches as the over-rated
calumniators of humanity who have enjoyed such prominence for so long.