Back in the 1970s, one of the charges against sociobiology was that it 'made
group conflict seem inevitable'. By the 1990s, group conflict did seem to
many people to be inevitable. In a fragmented, tribal world in which ethnic
and cultural conflict appeared to be the norm, universal Darwinism became
less a threat to liberal values than a reassuring explanation for a world
that traditional political and social scientific theories found difficult
to comprehend. Whereas in the nineteenth century Darwinists insisted on the
biology of race, in the twenty-first sociobiologists speak instead of the
evolution of racism. They seek to explain the roots, not so much of racial
differences, as of racial feelings. And as they do so, they have helped transform
cultural diversity - and identity politics - into a natural feature of the
human condition.
Sociobiologists argue that there exists a natural tendency among humans to
create in-groups and out-groups, to favour members of your own group and to
be hostile towards members of other groups. There have been many theories
as to why and how this happens but most rely on two principal mechanisms:
kin selection and reciprocal altruism. Both ideas have developed over the
past half-century to explain a long-standing conundrum for Darwinism: how
can altruistic behaviour arise in the natural world when genes are, in Richard
Dawkins' phrase, inherently 'selfish'? According to Darwin's theory, nature
selects for traits beneficial to the individual. Individuals that survive
and reproduce better - those that are, in Darwinian terms, more 'fit' - pass
on their genes, and hence some of their physical and behavioural traits, to
the next generation. The genes and traits of less able individuals are less
likely to be passed on. By definition altruism - an act whereby you help another
at some expense to yourself - reduces your genetic fitness while increasing
another's. How could such a trait have evolved?
Kin selection rests on the insight that it makes evolutionary sense for an
individual to be altruistic towards a blood relative because close relatives,
unlike strangers, share copies of many of the genes you possess. By helping
a relative, even at some cost to yourself, you increase the possibility of
these common genes surviving into the next generation. The closer the relative,
the higher the proportion of common genes, and the greater the sacrifice that
makes evolutionary sense. As the biologist JBS Haldane once jokingly put it,
he would lay down his life for two brothers or eight cousins.
What about altruism towards non-relatives? Such altruism might evolve in situations
in which the altruistic individual can be certain that his generosity will
be reciprocated. More than thirty years ago, the American biologist Robert
Trivers showed that such reciprocal altruism could arise through natural selection
in communities in which individual organisms possess three things: the opportunity
to interact often with other individuals, so that they can gauge each other's
characters; the capacity to keep track of how others have behaved; and the
cognitive skill to help those, and only those, who reciprocate your favours
- in other words, to help only those who play by the rules. Many social animals,
Trivers pointed out, particularly primates, and most especially humans, possess
these requirements.
Kin selection and reciprocal altruism describe how evolution might select
for altruistic behaviour. But there is also a darker side to these evolutionary
mechanisms. They favour the emergence of altruistic behaviour towards members
of closely-knit groups bounded by common genes or reciprocal promises but
also of wariness, even hostility, towards those who do not belong. Kin selection
and reciprocal altruism generate both group solidarity and group conflict,
both altruism and self-sacrifice towards one's own people and selfishness
and antagonism towards others. Pierre van den Berghe, a sociobiologist who
was among the first to view racism as an evolved trait, calls this process
'ethnic nepotism'. An ethnic group is like a family, not just because its
members share some characteristic genes derived from common descent, but because,
psychologically, group members perceive this common descent and feel and act
like a family. There are, Berghe suggests, no clear boundaries between nuclear
family, extended family, clan, tribe, ethnic group, nation and race. Racism
and ethnocentrism are just extended forms of love of kin.
More recently, Frank Salter, an Australian political ethologist based at the
Max Planck Institute in Germany, has extended this argument in a controversial
way. Since the wider population to which an individual belongs (which Slater
calls an 'ethny') is akin to an extended family, so every individual has a
'genetic interest' in copies of his own 'distinctive genes' that are to be
found not only among close relatives but within the ethny, too. Given that
we have many more fellow ethnics than we have relatives, ethnies are repositories
of far more copies of each of an individual's genes than is his family. So,
for Salter, ethnies have a greater claim than even his immediate family to
an individual's loyalty. Salter argues for 'the importance of genetic continuity
as an end in itself'. From an 'evolutionary perspective', he suggests, 'genetic
continuity is the ultimate interest of all life, since it has priority over
other interests'. Genetic continuity appears to mean the preservation of the
ethny's gene pool. A shrinking ethny, for Salter, is like a family whose members
are dying off - both conditions represent a loss of genetic interests. 'Failure
to show ethnic loyalty', he claims, 'is the genetic equivalent to betraying
a child or a grandchild'. For Salter, ethnocentrism is adaptive because it
helps preserve genetic continuity. He has tried to buttress his argument with
empirical evidence showing that people prefer their own kind, and discriminate
against outsiders, especially when distributing resources. Individuals, he
believes, are more likely to give blood, support charities, volunteer for
community work and pay high levels of taxes if they know members of their
own ethnic group will benefit. 'Ethnic diversity', he concludes, 'seems to
inhibit public altruism'.
Salter's most controversial arguments emerge from his use of the theory of
genetic interests to make a case against immigration and mixed marriage. Both,
he suggests, undermine genetic continuity and diminish genetic interest. In
a particularly inflammatory passage he argues that 'It would appear to be
more adaptive for an Englishman to risk life or property resisting the immigration
of two Bantu immigrants to England than taking the same risk to rescue one
of his own children from drowning'. Immigration, for Salter, is not just a
genetic problem but a political one too. Because people are more generous
to their own kind than to others, so immigration undermines the welfare state.
'From an evolutionary perspective', Salter argues, 'welfare systems should
be easier to develop and maintain in ethnically homogenous societies than
in more heterogeneous ones; mono-ethnic welfare states should be more generous
than multi-ethnic ones'. Evolutionary theory, Salter believes, poses a major
threat to the left because 'The liberal left supports generous welfare but
also policies that add to ethnic heterogeneity, such as high levels of immigration.
It does not seem to have occurred to them that they must choose between maximizing
the two.' The ideal liberal state, he suggests, would not be a multicultural
society - a recipe for conflict and illiberalism - but an ethnically homogenous
one. In an ethnically homogenous society, there would be minimum conflict
over resources, maximum extension of welfare provisions and greatest scope
for the establishment of liberal institutions.
Salter's arguments have, unsurprisingly been championed by the right and by
anti-immigration polemicists. But the liberal left too is wrestling with contemporary
conflicts between diversity and solidarity, immigration and the welfare state.
In his influential and much talked-about essay 'Too Diverse?', David Goodhart,
the liberal editor of Prospect magazine, made a case for restricting
immigration and the extent of social diversity. Goodhart wrote his essay before
being aware of Salter's arguments. Yet there are echoes. 'The diversity, individualism
and mobility that characterises developed economies - especially in the era
of globalisation - mean that more of our lives is spent among strangers',
Goodhart argued. This is a particular problem because 'in a developed country
like Britain... we not only live among stranger citizens, but we must share
with them.' In such a society we need to rethink 'a question as old as human
society itself: who is my brother? With whom do I share mutual obligation?'
The 'traditional, conservative, Burkean view is that our affinities ripple
out from our families and localities, to the nation and not very far beyond'.
Against this is pitted a liberal universalist view 'which sees us in some
sense as equally obligated to all human beings - an idea associated with the
universalist aspects of Christianity and Islam, with Kantian universalism
and with left-wing internationalism'. While Goodhart suggests that science
'is neutral in this dispute', he believes that it provides greatest comfort
to the Burkean vision. While evolutionary psychology 'stresses... the universality
of most human traits', it also stresses 'the instinct to favour one's own...
through the notion of kin selection and reciprocal altruism'.
Goodhart presents evidence to show that 'sharing and solidarity can conflict
with diversity'. This creates an 'especially acute dilemma for progressives
who want plenty of both solidarity - high social cohesion and generous welfare
paid out of a progressive tax system - and diversity - equal respect for a
wide range of peoples, values and ways of life'. Goodhart concludes that 'A
generous welfare state is not compatible with open borders and possibly not
even with US-style mass immigration'.
The echoes that reverberate between Goodhart's and Salter's arguments are
not because Goodhart has accepted Salter's unsavoury claims about the dangers
of miscegenation or the need for a ethnically homogenous society. Rather they
reveal the ways in which contemporary anxieties about diversity can be reformulated
into different political idioms. In part this is because diversity has today
become so ambiguous, indeed incoherent, in its meaning that both sides in
the debate can simultaneously be for and against it. Critics of diversity
view ethnocentrism, and hence the tendency to diversity, as a universal, and
often see it as adaptive. Proponents of diversity wish to limit the corrosive
character of diversity in the name of cultural authenticity. Pierre van den
Berghe describes Salter's On Genetic Interests as a riposte to the
'liberal multicultural' view that 'we should extend our fraternal embrace
to humanity as a whole'. A liberal multiculturalist like Bhikhu Parekh, on
the other hand, excoriates liberalism for its abstract universalism and its
failure to attend to difference. On the one side, the failures of multiculturalism
reveal the limits of universalism. On the other, the limits of universalism
reveal the need for a multicultural sensibility. Both cannot be right. In
fact neither is. Each reflects the incoherent ways in which we talk these
days both of universalism and of diversity.
Frank Salter worries about the consequence of diversity on social cohesion
and genetic continuity, a view echoed by some sections of the liberal left.
But Salter's is also vision of a world composed of a patchwork of racially
and culturally distinct groups, each preserving its own particular authentic
brand of genes and lifestyle. Liberal multiculturalists are hostile to Salter's
argument for the creation of ethnically homogenous states, yet they too envision
the world as a patchwork of peoples and cultures, each deserving of respect
for its uniqueness. Multiculturalists, as we have seen, link culture and biological
descent. So do Salter and his supporters. Preserving one's biological heritage,
they argue, is necessary to preserve one's cultural heritage. An essay on
Salter's work in the far-right magazine American Renaissance, puts
this very well:
It is both in the cultural and broad genetic sense that a person's ethny can be said to deserve even greater loyalty than his family, whenever the ethny is threatened. If a man's family is wiped [sic] it is a great personal tragedy. However, if his whole tribe disappears, it takes with it far more copies of his genes than he could ever produce as children. It also takes with it the culture and folkways that make his ethny what it is. In this sense cultural and ethnic extinction is infinitely more terrible than one's own death of the death of one's family.
Diversity has become the bridge between the cultural and the biological and
between the liberal left and the reactionary right. Because we now view diversity
as a good in itself, so cultural diversity and biological diversity are seen
as on a par. In an essay for the New York Times, the developmental
biologist Armand Marie Leroi argued that one of the reason 'race matters'
is that 'it gives us reason... to value and protect some of the world's most
obscure and marginalised people'. Armand referred to an article in the Times
of India published shortly after the terrible tsunami of 2004 that devastated
the lands around the Indian Ocean. Headlined 'Tsunami May Have Rendered Threatened
Tribes Extinct', the article bemoaned the fate of the Onge, Jarawa, Great
Andamanese and Sentinelese, all tribal groups living on the Andaman Islands,
and who numbered some 400 people in all. Since several of the islands are
low-lying and in the direct path of the wave, casualties were high. 'Some
beads may have just gone missing from the Emerald Necklace of India', wrote
the Times colourfully.
Why, in a catastrophe that cost more than 150,000 lives, should the survival
of a few hundred tribal people have any special claim on our attention? Partly
because, Leroi argued, 'The people of the Andamans have a unique way of life'.
As hunter-gatherers they are 'a rarity in the modern world'. Linguists, too,
find them interesting 'since they collectively speak three languages seemingly
unrelated to any others'. And most importantly, Leroi suggested, because the
islanders are racially unique. As the Times of India out it, they
are of 'Negrito racial stocks', the 'remnants of the oldest human populations
of Asia and Australia'.
It may seem old-fashioned, even Victorian, Leroi observed, to talk of 'Negrito
racial stocks' but it is also biologically 'correct'. Negrito is 'the name
given by anthropologists to a people who once lived throughout Southeast Asia'
and who are 'very small, very dark... have peppercorn hair' and 'look like
African pygmies who have wandered away from Congo's jungles'. In fact they
are the descendants of the first group of migrants to have come out of Africa
along the coastal route to Asia. Today they are largely confined to the Malay
Peninsula, a few islands in the Philippines and the Andamans. Negrito populations,
Leroi warned 'are so small, isolated and impoverished that it seems certain
that they will eventually disappear'. And when they do 'the unique combination
of genes that makes the Negritos so distinctive, and that took tens of thousands
of years to evolve, will have disappeared. A human race will have gone extinct
and the human species will be the poorer for it.'
Leroi's biological argument is nonsense. Populations are not fixed and sealed.
Genes flow in and out of every population. The Negrito population today is
different genetically from what it would have been a thousand or ten thousand
years ago. Nor is it distinct because it possesses unique genes. Apart from
in rare circumstances, particular gene variants (or alleles) are not confined
to any one population. What makes a population different is simply that the
proportions of different genes are unique to it. Thirty percent of population
A has allele X, as compared to 50 per cent of population B. Seventy per cent
of population A has allele Y, as compared to 40 per cent of population B.
And so on. Preserving the Negritos as a race would simply mean preserving
a particular combination of alleles each at a particular proportion. Why this
would make the world a better place, Leroi does not say.
If Negritos disappear it will not be because they have been made extinct by
some sort of Holocaust. It will be because they have intermarried with members
of other populations, or moved away from the land of their birth. Why should
this be seen as a disaster? Only because we have developed a Romantic view
of human authenticity in which beauty is beheld as the pickling in genetic
aspic of populations whose diversity can be displayed to the world in an ethnic
zoo. And such a view has been developed primarily not by race realists but
by antiracists and cultural relativists. Race realists are simply holding
on to the coat-tails of antiracists, refashioning the idea of race in the
language of diversity. This is why Frank Salter's work feels so much more
acceptable than that of racial scientists such as JP Rushton and Kevin MacDonald
(with both of whom he has considerable intellectual affinity). Rushton's tripartite
racial division of the world, and his hierarchy of intelligence and moral
worth, appears repulsive in the post-Holocaust world. MacDonald's vision of
Jewishness as an evolutionary strategy and anti-Semitism as a rational response
to Jewish success appears scarcely more acceptable. Frank Salter's work, however,
touches a number of hot political buttons that connect with liberal concerns.
The universality of difference; respect for other peoples, but preference
for one's own; race, ethnicity and culture as the roots of personal identity;
the conflict between the inevitability of tribalism and the desire for cohesion;
the dilemmas of liberalism in the post-ideological world - all these issues,
which are at the heart of Salter's work, have also come to shape contemporary
political debate. Despite the reactionary smell of many of Salter's arguments,
his defence of genetic diversity and ethnic identity, and his call both for
the preservation of ethnic differences and for the strengthening of ethnic
solidarity, strike a chord in our ever-more Romantic world.
In many ways, the real problem with Salter's argument lies less in those aspects
that many sociobiologists find politically embarrassing than in those aspects
that he shares with the wider debate on the evolution of ethnocentrism - and,
indeed, with the wider debate on the politics of identity. It is his failure
to attend to history. The expression of group differences is, in Salter's
eyes, and in the eyes of most sociobiologists, an ever-present, unchanging
phenomenon rooted in the human condition. It is a view that tends to distort
the interpretation of the empirical data.
Consider, for instance, a famous study of Moscow beggars conducted by Salter
and the Russian physical anthropologist Marina Butovskaya. Most of the beggars
were Russian, just like the vast majority of passers-by. Some were Moldovan
and few were Roma. The researchers found that Russians preferred to give money
to their fellow Russians, were less generous with the Moldavans, and were
downright miserly with the Roma. Evidence, Salter suggests, for the naturalness
of ethnocentrism. The treatment of the different beggars illustrates how we
prefer to share resources with members of the same ethnic group and reveals
why, in policy terms, a generous welfare state is incompatible with high degrees
of immigration.
In fact, the study simply shows what we already knew: that Russians today
tend to be nationalistic and despise the Roma. Beyond that it says nothing
about why they are nationalistic or why they despise the
Roma. It may be, as Salter assumes, that innate ethnocentrism leads Russians
to favour Russian beggars and discriminate against Romany ones. It may also
be that the age-old practice of discrimination against the Roma has led many
Russians to despise them and hence to ignore their begging.
Group formation is a fluid process and often has little to do with ethnic
relatedness. Take the suggestion that Americans are reluctant to fund a more
generous welfare system because most of the tax revenue would come from whites
and most of the benefits would go to blacks and Hispanics. What constitutes
'white' has, however, changed dramatically over the past century. At the beginning
of the twentieth century most of those who now constitute white America -
Irish, Poles, Italians, and so on - were viewed as being of a darker shade
of pale. Only over the past half century have they joined the white community.
Similarly, half a century ago, most white Britons probably thought of Afro-Caribbean
immigrants as 'Not One of Us'. Today most treat Afro-Caribbeans settled in
Britain as fellow-countrymen but look upon East European migrants, who in
Salter's terms are ethnically closer, as free loaders and welfare scroungers.
The history of race, as we have seen in this book, reveals the mutability
of the ways in which we understand 'Us' and 'Them'. Consider, for instance,
the infamous 'Governor Eyre' incident of 1865. In October of that year a local
rising by Jamaican peasantry was put down by the island's governor, Edward
John Eyre, with the utmost ferocity. Eyre's actions created much debate in
England. Many of those who defended his actions did so on the grounds that
black peasants were like English workers and required similar treatment. 'The
negro', the writer Edwin Hood observed, 'is in Jamaica as the costermonger
is in Whitechapel; he is very likely often nearly a savage with the mind of
a child'. Sometimes commentators went so far as to refer to English workers
as 'negroes'. The Daily Telegraph, on hearing reports that the pro-independence
Jamaica Committee was planning a counter-rally to a banquet in Eyre's honour
in Southampton, was moved to comment that 'there are a good many negroes in
Southampton, who have the taste of their tribe for any disturbance that appears
safe, and who are probably imbued with the conviction that it is a proper
thing to hoot and yell at a number of gentlemen going to a dinner party'.
In fact, as the historian Douglas Lorrimer observes, 'the Daily Telegraph's
"negroes" were... the very English and very white Southampton mob
who thronged the streets outside the banquet hall, while their more respectable
working class colleagues attended the largest popular meeting in the city's
history to protest against the official reception given to Governor Eyre'.
The Southampton incident reveals well the view of the mid-Victorian elite
that blacks and English workers belonged to the same tribe. It also demonstrates
that, even as late as the 1860s, there remained considerable working class
sympathy for the plight of blacks in the colonies. Indeed, English workers
identified so strongly with black slaves, with whom they possessed a political
but no racial connection, that during the American civil war, when the Union
blockade of the South starved the Lancashire mills of cotton and made hundreds
of thousands of workers unemployed and facing starvation, most nevertheless
continued to support the campaign for black emancipation. On 31 December 1862
Manchester workers held a rally in the city's Free Trade Hall in support of
the fight against slavery. Abraham Lincoln was moved to pen a letter to 'the
working people of Manchester'. 'I know and deeply deplore the sufferings which
the working people of Manchester and in all Europe are called to endure in
this crisis', he wrote on 19 January 1863. 'Under the circumstances I cannot
but regard your decisive utterances on the question as an instance of sublime
Christian heroism which has not been surpassed in any age or in any country.
It is indeed an energetic and re-inspiring assurance of the inherent truth
and of the ultimate and universal triumph of justice, humanity and freedom.'
The support that English workers gave to black Americans was, as Lincoln himself
recognized, an act of altruism that required far greater personal sacrifice
than paying taxes or giving to charity but was nevertheless determined by
class rather than by ethnic interests.
Not only do many evolutionary accounts of the impact of diversity on altruism
pay too little heed to history, they often also misread the results of contemporary
research. In 2007 the American sociologist Robert Putnam published the finding
of a huge research project on the impact of diversity. Putnam and his colleagues
interviewed 30,000 people in fotry-one communities across America. The more
diverse a community, the less socially-engaged were its members; they voted
less, did less community work, gave less to charity, had fewer friends and
spent more time watching television. Many took this as providing yet more
evidence for the argument that ethnic diversity inhibits public altruism because
people favour their own kind, and that welfare systems are easier to maintain
in more homogenous societies. The British sociologist Anthony Giddens argued
that while he had some reservations about Putnam's data, nevertheless it 'does
provide some backing for [David] Goodhart's view'. Putnam himself held off
from publishing the data for nearly five fears because of its potentially
explosive politically message. The implications of the data are, however,
far from straightforward.
The study showed that in more diverse communities people are more distrustful
not only of members of other ethnic groups but also of their own. It is not
the case, then, that people are less altruistic in diverse society because
they are drawn towards their own. Diversity, Putnam writes, 'seems to trigger
not in-group/out-group division, but anomie or social isolation.
In colloquial language, people living in ethnically diverse settings appear
to "hunker down" - that is, to pull in like a turtle.' Whatever
the political meaning of Putnam's research - and the debate is only just beginning
- it provides little evidence for the claim that there is necessarily a trade-off
between immigration and welfare because of an evolved preference to favour
one's own ethnic group. One interpretation of the data may be that diversity
weakens social engagement because the narrowing of politics has changed the
nature of social affiliation. Social solidarity has become increasingly defined
not in political terms - as collective action in pursuit of certain political
ideals - but in terms of ethnicity, culture or faith. The question people
ask themselves is not so much 'What kind of society do I want to live in?'
as 'Who am I?'. It may be that, in a more diverse community, people feel less
able than they were even in the recent past to reach out and create social
bonds, not because of an evolved desire to be with one's own kind, but because
a historical transformation of politics has also transformed our understanding
of what solidarity entails.
Whatever the conceptual problems with the sociobiological view of ethnocentrism,
nevertheless it makes considerable political sense. 'The political utility
of the idea of difference', Marek Kohn observes, 'suggests that there might
be widespread demand in the contemporary world for scientific theories of
ethnocentrism, just as there was a requirement in the colonial era for theories
of racial hierarchy'. This is not to suggest that science is just a social
construction, buffeted hither and thither by the winds of political fashion.
Rather, it is to argue that political tendencies often shape the interpretation
of scientific data. Just as in the nineteenth century the seeming impossibility
of viewing the world except through racial eyes shaped the character of racial
science, so today the seeming inevitability of group conflict has created
the space for theories of innate ethnocentricity. A more fragmented, balkanised
world gives credibility to the Darwinian idea that ethnocentrism is innate
and universal. At the same time, biological theories of in-group and out-group
formation transform the contemporary search for identity into an inevitable
aspect of human condition.