Humans are physical beings with evolved brains and evolved minds. Humans
are also moral agents with consciousness and will. How should we try to reconcile
these very different visions of our humanness? Is it possible - or even desirable
- to attempt such a reconciliation? Much of the spit and fury of recent debates
about what science can and cannot tell us about human nature has emerged from
attempts to answer these questions.
For some, the 'dual character' of human nature is a scientific embarrassment
that can only be resolved by viewing consciousness and agency as fictions.
The philosopher Derk Pereboom, for instance, in his recent book Living
Without Free Will, argues that 'given our best scientific theories,
factors beyond our control ultimately produce all our actions, and we are
therefore not morally responsible for them.'
Others argue that if scientific advances threaten to undermine our concept
of morality, then science itself will have to be reined in. The novelist Tom
Wolfe worries that 'science has stolen our soul' while Francis Fukuyama wants
tighter regulation on genetics and neuroscience, fearing that they are undermining
fundamental human values, including our concepts of moral responsibility and
legal rights. Such critics view free will and morality as mysterious phenomena
not amenable to rational inquiry and seek to protect the 'human realm' from
the clutches of science.
The philosopher Daniel Dennett has long been a champion of the materialist
view. Humans, he believes, are evolved machines. There is nothing more to
the mind than the workings of the brain. But he also regards free will as
real and important. 'Human freedom', he writes, 'is not an illusion; it is
an objective phenomenon, distinct from all other biological conditions and
found in only one species, us.' Since human freedom is real, 'so it can be
studied objectively from a no-nonsense, scientific point of view.' And in
Freedom Evolves, Dennett attempts to produce just such no-nonsense,
scientific account of human freedom, to reconcile the seemingly irreconcilable.
Reading Dennett is a bit like watching a high-wire trapeze artist. You're
forever on the edge of your seat, marvelling at the dextrousness of the amazing
moves, but constantly fearing that he's about to fall off. It's exhilarating,
but exhausting - as the best writing should be.
The conventional arguments against both free will, on the one hand, and scientific
materialism, on the other, rests on the belief that in a deterministic universe
there is simply no room for freedom. If every state of the universe has been
determined by a previous state then in what way could any act be said to be
'free'? Is it not simply the inevitable outcome of a series of causal links
that goes all the way back to the Big Bang?
Not so, says Dennett. Such a view confuses determinism and inevitability.
Suppose I'm playing baseball and the pitcher chucks the ball directly at my
face. I turn my head to avoid it. There was, therefore, nothing inevitable
about the ball hitting my face. But, a sceptic might say, I turned my head
not of my own free will but was caused to do so by factors byond my control.
That is to misunderstand the nature of causation, Dennett retorts. What really
caused me to turn my head was not a set of deterministic links cascading back
to the beginnings of the universe - though that certainly exists - but my
desire at that moment not to get hit by the baseball. At a different
moment I might decide to take a hit in the face, if by doing so I help my
team win the game.
How you respond to such arguments depends, I suspect, on what you already
believe in. If, like me, you accept that freedom and determinism are compatible,
you applaud Dennett the trapeze artist performing a miraculous feat on the
high wire. If, on the other hand, you think that the coexistence of freedom
and determinism is a preposterous notion, you probably saw him fall off a
long time ago.
Having established that a deterministic universe still leaves room for free
will, Dennett then attempts to show how such freedom could have evolved just
like any biological structure, such as a heart or an eye. Natural selection,
he argues, designs organisms that are increasingly able to control their environments.
And as organisms become behaviourally more complex, this includes not just
the outer environment but also the inner environment of brain and mind.
Understanding one's own mind becomes particularly important in humans with
the development of language. As humans begin communicating with others, so
they require better understanding of themselves and their own minds. So, evolution
designs new ways of monitoring our own thoughts and of keeping track of them.
Such access to our thinking is what we experience as 'consciousness'.
Where does free will fit into all this? For most people, conscious will derives
from what they would call the 'self'. But this notion of the self, according
to Dennett, is an illusion. The self is not the entity that governs brain
processes, but is the outcome of those processes. Echoing the neurologist
Daniel Wegner, Dennett suggests that 'People become what they think they are,
or what they find others think they are.' Free will, in other words, is not
the capacity to do something but the capacity to know that something is being
done in your name. Dennett has reconciled the seemingly irreconcilable effectively
by redefining freedom out of existence.
The real difficulty with Dennett's argument is not his belief that freedom
and determinism must coexist - a proposition with which I agree - but his
insistence on viewing agency simply as a biological phenomenon. Our very possession
of agency reveals that humans cannot be understood in this fashion. Agency
is an expression not just of our embodiment in nature but also of our capacity
to transcend it. It is an expression of our existence not simply as natural
creatures but also as historical beings.
All animals have an evolutionary past. Only humans make history. And it is
through history that freedom develops. Our Stone Age ancestors were biologically
identical to us, but they could not be free in any real sense because they
were almost completely at the mercy of natural forces. The development of
consciousness, and hence of freedom, requires humans, through historical progress,
to begin to control nature and to regulate its impact upon our lives.
Natural science, in other words, can tell us much about humans as natural
beings. But it is limited in what it can say about humans as moral agents.
Not because agency is mysterious and beyond rational ken, but because it is
a product of history and politics, not of nature.
There is an unwitting thread that links Dennett's argument to that of critics
such as Tom Wolfe or Francis Fukuyama. Dennett believes that 'science can
help put our moral lives on a new and better foundation'. The critics worry
that science might undermine our moral lives altogether. The real problem
is that both sides have turned science into the battleground for what are
essentially political and moral debates. Science will not undermine human
freedom. But nor will it necessarily bolster it. Freedom is a political, not
a scientific, issue.